Financial Institutions Examiner (Regulatory Examiner)

About the DFPI

The Department of Financial Protection and Innovation (DFPI) protects consumers and oversees financial service providers and products. The DFPI supervises the operations of state-licensed financial institutions, including banks, credit unions and money transmitters. Additionally, the DFPI licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders. The DFPI offers benefit packages, competitive salary, a robust training program and opportunities for advancement.

Position Details

Job Code #:  JC-406448

Position #(s): 410-123-4101-336

Working Title:  Regulatory Examiner 

Classification:

FINANCIAL INSTITUTIONS EXAMINER:  $4,295.00 - $8,367.00

A $4,295.00 - $5,715.00

B $5,543.00 - $6,943.00

C $6,684.00 - $8,367.00

CalHR has authorized the DFPI to pay candidates hired in at the Financial Institutions Examiner level (Range A) a hire above minimum (HAM) rate of $5,283.

# of Positions:  1

Work Location:  Los Angeles County

Telework:  Hybrid

Job Type: Permanent, Full Time

Job Description And Duties

The Department of Financial Protection and Innovation is recruiting for one permanent, full-time, Financial Institutions Examiner position within the Division of Corporations and Financial Institutions, Escrow and Mortgage Lending Office. Position to be located in the Los Angeles office. This recruitment may be used to fill subsequent vacancies of these positions within the next 180 days.

Under the general supervision of the Financial institutions Manager (FIM), the Financial Institutions Examiner (FIE) plans, coordinates, and assists in the development and maintenance of the examination programs under the Escrow Law (Escrow) within the Escrow and Mortgage Lending Office for the Department of Financial Protection and Innovation. The position requires extensive travel within California to perform examinations.

Final Filing Date: 12/21/2023

Examination Information

Applicants will need to take and pass the online FIE exam/assessment to be eligible to apply for the FIE position. Please visit: https://www.calcareers.ca.gov/JOBSGEN/0PBBX.PDF

Minimum Qualifications

Education: Equivalent to graduation from college with a specialization in accounting, business administration, economics, finance, or a related business/management specialization. OR

Completion of the equivalent of 16 semester hours of professional accounting courses given by a collegiate-grade residence institution, including courses in elementary and advanced or intermediate accounting, auditing, and cost accounting; and three semester hours of business law.

Consider a rewarding and challenging career with the DFPI!

DFPI Website: www.dfpi.ca.gov